Senior Compliance Officer Cat Ii - Jobs in Cape Town - 637912

AES Africa
Job Summary
  • Job Type
    FULL TIME
  • Salary
    As per Industry



Job Description

AES Africa



Our client is committed to embrace diversity, and achieve a diverse workplace with employment equity as a key goal. We give preference to applicants from designated groups and we encourage people with disability to apply.

This is an amazing opportunity for an experienced Compliance specialist, seeking the opportunity to have autonomy, and steer the Policy and Guidance for the business. The client is a very highly regarded Investment house, and is seeking an experienced Category II Compliance Officer to join them.

This role will be reporting to the Head of Compliance for Distribution, you will lead and own the implementation of legislation regulations. You will drive quality assurance and compliance adherence, working closely with the Adviser offices. Exposure to long- and short-term assurance, collective investments and stockbroking environments will be beneficial.

Relevant qualification such as B Com Law or equivalent
Must be a registered and FSCA Compliance Officer
Must hold all appropriate SAIFM Compliance certification
Knowledge of FICA, FAIS and relevant legislation, regulations and rules
Relevant knowledge, skills and corporate compliance experience





4629269

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